THE SYSTEM OF TRUTH

Sleep at Night.
Your Fiduciary Shield is Active.

The Enterprise GRC Ecosystem. We digitized the Risk Control Matrix, automated the Testing Factory, and secured the Certification Cascade. No spreadsheets. No email chains. Just proof.

404
Materiality Scoping
ITGC Governance
302 Certification

The Financial Genome

Mapping the transitive risk between IT bits and Financial dollars.

SAP North America

Asset ID: SRV-099

Oracle Procurement

Asset ID: DB-201

Revenue Recognition

Process Owner: J. Doe

⚠ Control Gap Detected

Balance Sheet: Cash

Assertion: Existence

The 10 Modular Monoliths

A federated ecosystem of high-power engines.

🎯
Scoping Engine
Auto-calculates Materiality based on live Revenue feeds. Triggers scope changes.
📝
RCM Designer
Live Risk Control Matrix. Version controlled. Clone controls across units.
🏭
Testing Factory
Auto-generates samples (Daily=25). Connects to ERP to pick random transactions.
🔐
ITGC Fortress
User Access Reviews (UAR) and Change Management ticketing links.
☁️
SOC Analyzer
Maps Vendor SOC Reports to internal CUECs. Zero gaps in 3rd party risk.
📦
Evidence Vault
WORM storage. IPE validation enforced. Files are hashed on upload.
⚖️
Deficiency Aggregator
Calculates "Material Weakness" risk by aggregating minor failures.
✒️
302 Cascade
Executive sign-off workflow. Handles "Sign with Exceptions."
🤝
Auditor Portal
Segregated view for KPMG/EY. PBC list automation.
🧠
Controls Copilot
Vector AI finds duplicate controls and suggests test procedures.
SQL 2025 TEMPORAL TABLES

The "Immutable Audit" Pattern

In SOX, history is everything. We use System-Versioned Temporal Tables to allow auditors to "Time Travel."

You can query the RCM exactly as it looked on Q1 sign-off day, even if controls were modified in Q2. Data integrity is enforced by the database engine itself.

RiskControl.cs (Infrastructure)
01
public void Configure(EntityTypeBuilder<RiskControl> b)
02
{
03
  // Enforce Temporal Storage in SQL 2025
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  b.ToTable("RiskControls", t => t.IsTemporal());
05

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  // Query for Point-in-Time Analysis
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  var q1State = _db.RiskControls
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    .TemporalAsOf(DateTime.Parse("2025-03-31"))
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    .ToList();
10
}

The 302 Certification Cascade

From the warehouse floor to the SEC filing.

Process Owners

Sign off on Control Execution.

SIGNED

Regional Controllers

Aggregates regional deficiencies.

SIGNED

Global CAO

Reviews Material Weaknesses.

SIGNED

Chief Financial Officer (CFO)

Final 10-K / 10-Q Certification.

PENDING REVIEW