SEC Filing Assurance

Sleep Soundly
Through The Audit.

The Enterprise GRC Ecosystem designed for the CFO. Digitize your Risk Control Matrix, automate testing, and secure the 302 Certification chain.

Open Deficiencies
12
Requires Remediation
Testing Progress
84%
Q3 Cycle On Track
Controls In Scope
420
Materiality Threshold met
302 Sign-offs
100%
Ready for Filing

The Federated GRC Ecosystem

Ten specialized "Modular Monoliths" working in concert. From Intelligent Scoping to AI-Powered Evidence Analysis.

🧠
Intelligent Scoping
Automatically ingests financials to determine materiality and scope locations.
Domain Service: ScopingEngine
📝
RCM Designer
Live, version-controlled Risk Control Matrix with temporal history.
SQL Temporal Tables
🏭
Testing Factory
Auto-generates sample selections based on control frequency (Daily=25).
Factory Pattern
🔒
ITGC Fortress
Manages User Access Reviews (UAR) and Change Management ticketing.
Jira Integration
☁️
SOC Analyzer
Maps vendor SOC reports to internal Complementary User Entity Controls.
Vendor Risk Context
🗄️
Evidence Vault
WORM storage with IPE validation and cryptographic hashing.
Azure Blob + Hashing

01 // THE KNOWLEDGE GRAPH

Impact Analysis via
Graph Projection.

A CFO asks: "If the SAP Server goes down, which Financial Assertions are at risk?"

Our Advanced Graph Specification answers in milliseconds. It executes a single, massive SQL projection traversing Assets → Controls → Risks → Processes → Financial Assertions.

ControlEnvironmentGraphSpec.cs
1public class ControlGraphSpec : Specification<Asset> 2{ 3 public ControlGraphSpec(Guid assetId) 4 { 5 Query.Where(a => a.Id == assetId); 6 7 // Traverse the Knowledge Graph in SQL 8 Query.Select(a => new RiskImpactDto { 9 ExposedProcesses = a.Controls 10 .SelectMany(c => c.Risks) 11 .Select(r => r.FinancialProcess.Name), 12 TotalRevenueAtRisk = a.Controls 13 .SelectMany(c => c.Risks) 14 .Sum(r => r.FinancialImpact) 15 }); 16 } 17}
PO
Dir
VP
CFO

02 // CERTIFICATION CASCADE

The 302 Signing Chain.

Federal Law requires the CEO & CFO to certify internal controls. But they rely on their team.

Our Certification Context orchestrates the waterfall. Process Owners sign first. If they sign "With Exceptions," the deficiency bubbles up to the Controller, ensuring total transparency before the 10-K filing.

03 // DATA INTEGRITY

Time Travel Debugging
for Auditors.

In SOX, history matters. We use SQL Temporal Tables to preserve the state of every control exactly as it was tested.

Auditors can view the RCM as it existed on March 31st, even if controls were updated in April. Combined with Evidence Hashing, we guarantee a tamper-proof audit trail.

DbContext.cs
1protected override void OnModelCreating(ModelBuilder b) 2{ 3 // Enable System-Versioning (Temporal Tables) 4 b.Entity<RiskControl>() 5 .ToTable("RiskControls", t => t.IsTemporal()); 6 7 // Enforce Immutable Evidence 8 b.Entity<Evidence>() 9 .Property(e => e.FileHash) 10 .IsRequired(); 11}